Authorisations

What Are The Ongoing Requirements For a FCA Authorised Person?

What are the on-going obligations for an authorised company? The Threshold Conditions necessitate continual compliance. Other applicable FCA ...

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What are FCA Authorised Persons and FCA Approved Persons?

What are FCA Authorised Persons and FCA Approved Persons? FCA Authorised Persons For authorised persons, we need to ...

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What Legal entity Do I Use?

What legal entity do I need to create? Just to take advantage of the EU passporting regime, and ...

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Discounted Regulatory Business Plan with Every Authorisation

A huge obstacle for most new business start-ups is that they are not fully aware of what is ...

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So, What Are The Threshold Conditions?

Precisely what are the threshold conditions? The Threshold Conditions present the minimum conditions which a firm is obligated ...

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As An Investment Manager: How do I become authorised?

How do I become authorised? You need to meet the Threshold Conditions, which are the FCA’s minimum standards ...

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As an Investment Manager: Precisely why do I have to be authorised?

Precisely why do I have to be authorised? Certain undertakings require regulation by the UK Financial Conduct Authority ...

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Do You Need To Be FCA Authorised?

Financial services providers, investment firms and consumer credit firms have to be FCA authorised. Here’s a summary of ...

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FCA Controlled Functions

FCA Controlled Functions as displayed in FCA Handbook ‘Supervision’ Chapter 10A Part 1 of the table (below) of ...

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Clean & Professional FCA Authorisations

FCA Authorisation, Registration or Licencing is a very involved process requiring you to know specifically how your business ...

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