As your activity is likely to fall under the regulated activities of the Financial Services & Markets Act 2000 (as amended) and you have sufficient experience of the industry you want to operate in (i.e., at least 2 years) and are of good standing professionally and financially, then you should have few issues. We will check for you if your activity requires authorisation or registration. Sometimes our clients do not need to be approved and we provide a comprehensive letter detailing why they are exempt or excepted from the rules.
“Compliance Consultant provided us with a smooth, fast and professional service, clarifying what was needed at every step with prompt and accurate communication throughout. Would highly recommend Lee and Compliance Consultant”
“We worked very closely with Lee and his team. From start to finish we we felt like we were in very safe hands. Their knowledge and experience throughout the process made life easy and smooth for us. I would recommend Lee to anyone with any compliance related issues.”