FCA Authorisation And Why You Need To Get It Right

FCA Authorisation are available from many consultancies throughout the UK, but there is only one company with the experience, qualifications and resource to match your needs.

     1. Consultancies will often quote you for the basic “form filling” service.

Many compliance consultancies will quote you a base price, but then add in extras like the policies and procedures you will need and if you ask any questions throughout the process, the clock starts ticking and you are charged as much as £300 per hour (or more).

  2. If you need to ask questions before the submission of your proposal, many firms will charge you extra.

Compliance Consultant is different. We provide a full preparation service with you and as part of that will provide you with most templated policies you may need (manuals and procedures are extra). We provide a full Q&A service with no extra charge and, for small firms, will only bill you for the final payment when you receive the go ahead from the regulator.

3. Your Regulatory Business Plan is different to the normal Business Plan prepared by your professional advisers.

We can recommend changes to your business plan for additional cost.

We can also complete a draft Business Plan – ask for details.

Larger firms and challenger banks are POA.

If you want a surprising journey, call others. If you want a fully inclusive, professional and swift service, call us on 020 7097 1434 or email info@complianceconsultant.org.